RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David James Early
IRN DJE00019
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2004)
David James Fackerell
IRN DJF01140
- CF21 Investment Adviser (24 Jun 2004 to 20 May 2005)
- CF22 Investment Adviser (Trainee) (29 Oct 2003 to 24 Jun 2004)
David James Firman
IRN DJF01158
- CF30 Customer (13 May 2008 to 29 Oct 2011)
- CF21 Investment Adviser (16 Sep 2005 to 7 Sep 2007)
- CF22 Investment Adviser (Trainee) (12 Oct 2004 to 16 Sep 2005)
David James Griffin
IRN DJG01224
- CF30 Customer (1 Nov 2007 to 26 May 2008)
- CF22 Investment Adviser (Trainee) (20 Nov 2006 to 31 Oct 2007)
David James Hargreaves
IRN DJH00072
- CF21 Investment Adviser (1 Dec 2001 to 21 Jan 2006)
David James Kell
IRN DJK01080
- CF21 Investment Adviser (5 Mar 2003 to 7 Jan 2005)
- CF22 Investment Adviser (Trainee) (8 Feb 2002 to 5 Mar 2003)
David James Kelly
IRN DJK00022
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)
David James Nelles
IRN DJN00012
- CF21 Investment Adviser (1 Dec 2001 to 15 Feb 2003)
David James Taylor
IRN DJT01161
- CF21 Investment Adviser (28 Jan 2004 to 20 Oct 2004)
- CF22 Investment Adviser (Trainee) (28 Sep 2002 to 28 Jan 2004)
David James Thomas
IRN DJT00044
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.