RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Edward Barnes
IRN DEB00014
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Edward Beer
IRN DEB01069
- CF30 Customer (29 Nov 2007 to 12 Apr 2008)
David Edward Clark
IRN DEC00007
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (19 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (27 Nov 2003 to 19 Jan 2004)
David Edwin Middleton
IRN DOM00001
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2003)
David Ellison Horrocks
IRN DEH01066
- CF30 Customer (1 Nov 2007 to 23 Nov 2007)
- CF22 Investment Adviser (Trainee) (31 Jul 2007 to 31 Oct 2007)
David Elsdon Whitham
IRN DEW00013
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2006)
David Emmerson
IRN NXE00027
- CF30 Customer (1 Nov 2007 to 4 Jul 2009)
- CF21 Investment Adviser (26 Mar 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Mar 2002)
David Eric Bennett
IRN DEB00027
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2006)
David Eric Matthewman
IRN DEM00009
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2003)
David Ernest John Bailey
IRN DEB01056
- CF21 Investment Adviser (22 Dec 2004 to 19 Jun 2007)
- CF22 Investment Adviser (Trainee) (25 Feb 2004 to 22 Dec 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.