RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan Maxwell Ralph Turton
IRN AMT00013
- CF21 Investment Adviser (1 Dec 2001 to 8 Dec 2006)
Alan McDonald
IRN AXM00143
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan McJannett
IRN AXM00095
- CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
Alan Michael Fernley
IRN AMF00012
- CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)
Alan Michael Riley
IRN AMR01095
- CF14 Risk Assessment (19 Sep 2002 to 11 Aug 2003)
Alan Michael Warriner
IRN AMW00031
- CF30 Customer (1 Nov 2007 to 10 Oct 2008)
- CF22 Investment Adviser (Trainee) (6 Oct 2006 to 31 Oct 2007)
Alan Mowat
IRN AXM00232
- CF21 Investment Adviser (7 Oct 2003 to 18 Nov 2005)
- CF22 Investment Adviser (Trainee) (7 Aug 2003 to 7 Oct 2003)
Alan Nenna
IRN AXN00047
- CF30 Customer (1 Nov 2007 to 9 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Alan Nevin Blair
IRN ANB01053
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (13 Nov 2006 to 31 Oct 2007)
Alan Noakes
IRN AXN00016
- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2001)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.