RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Alan Gilroy
IRN DAG00068
- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2004)
David Alan Gould
IRN DAG00067
- CF21 Investment Adviser (29 May 2002 to 11 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)
David Alan Griffiths
IRN DAG00021
- CF30 Customer (1 Nov 2007 to 2 Nov 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
David Alan Irving
IRN DAI01017
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 24 Sep 2007)
David Alan Jones
IRN DXJ01191
- CF21 Investment Adviser (8 Dec 2004 to 16 Dec 2005)
- CF22 Investment Adviser (Trainee) (26 May 2004 to 8 Dec 2004)
David Alan Marsh
IRN DAM01146
- CF21 Investment Adviser (8 Jun 2004 to 31 Mar 2006)
- CF22 Investment Adviser (Trainee) (31 Jul 2003 to 8 Jun 2004)
David Alan Robertson
IRN DAR01121
- CF30 Customer (1 Nov 2007 to 20 Nov 2008)
- CF21 Investment Adviser (7 Dec 2001 to 31 Oct 2007)
David Alan Scutt
IRN DAS00038
- CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2004)
David Albert Hughes
IRN DAH00045
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2002)
David Alexander Johnston
IRN DAJ00022
- CF21 Investment Adviser (1 Dec 2001 to 18 May 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.