RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Alan John Turner
IRN AJT00027
- CF21 Investment Adviser (1 Dec 2001 to 16 Sep 2002)
Alan Keith Graham
IRN AKG00003
- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)
Alan Keith Moate
IRN AKM00008
- CF21 Investment Adviser (22 May 2002 to 27 Sep 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)
Alan Lawrence Boydell
IRN AXB01902
- CF21 Investment Adviser (25 May 2005 to 30 Mar 2007)
- CF22 Investment Adviser (Trainee) (14 May 2004 to 25 May 2005)
Alan MacGregor Percival
IRN AMP01116
- CF21 Investment Adviser (13 Mar 2003 to 31 Oct 2003)
- CF22 Investment Adviser (Trainee) (11 Feb 2002 to 13 Mar 2003)
Alan Maguire
IRN AXM00149
- CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2005)
Alan Mark Hollamby
IRN AMH01145
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 2 May 2003)
Alan Mark Salter
IRN AMS01214
- CF21 Investment Adviser (24 Mar 2005 to 27 Jul 2005)
- CF22 Investment Adviser (Trainee) (11 Nov 2003 to 24 Mar 2005)
Alan Marsden
IRN AXM00094
- CF21 Investment Adviser (31 Jan 2002 to 27 Feb 2004)
Alan Martin King
IRN AMK00009
- CF21 Investment Adviser (1 Dec 2001 to 21 Jul 2006)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.