RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daniel Floyd Paterson
IRN DFP01028
- CF30 Customer (19 Nov 2007 to 29 Oct 2011)
Daniel Grieveson
IRN DXG01423
- CF22 Investment Adviser (Trainee) (24 Feb 2005 to 10 Mar 2006)
Daniel Ivan Gould
IRN DIG00007
- CF21 Investment Adviser (15 Dec 2003 to 12 Aug 2005)
- CF22 Investment Adviser (Trainee) (23 Oct 2003 to 15 Dec 2003)
Daniel James Crawley
IRN DXC01633
- CF22 Investment Adviser (Trainee) (3 Aug 2004 to 28 Jan 2005)
Daniel Jamie Webster
IRN DJW01320
- CF22 Investment Adviser (Trainee) (25 Oct 2004 to 6 May 2005)
Daniel Jones
IRN DXJ01178
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 25 May 2004)
Daniel Joseph Edmund
IRN DJE01077
- CF22 Investment Adviser (Trainee) (29 Oct 2003 to 18 Feb 2005)
Daniel Joseph James
IRN DJJ00011
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2004)
Daniel Joseph Skelton
IRN DJS01389
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (22 Sep 2006 to 31 Oct 2007)
Daniel Lamont
IRN DXL01428
- CF30 Customer (16 Apr 2008 to 29 Oct 2011)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.