RLUM Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Craig Jeremy Collins
IRN CJC01186
- CF22 Investment Adviser (Trainee) (12 Mar 2003 to 2 Jan 2004)
Craig John Forster
IRN CJF01110
- CF30 Customer (1 Nov 2007 to 7 Dec 2007)
- CF22 Investment Adviser (Trainee) (28 Apr 2006 to 31 Oct 2007)
Craig John Pepper
IRN CJP01109
- CF22 Investment Adviser (Trainee) (9 Jul 2002 to 12 Nov 2003)
Craig John White
IRN CJW00042
- CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2002)
Craig Malcolm Knights
IRN CMK01041
- CF22 Investment Adviser (Trainee) (13 Oct 2005 to 7 Feb 2006)
Craig Malcolm Timperley
IRN CMT00005
- CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2005)
Craig Michael Chadburn
IRN CMC01160
- CF22 Investment Adviser (Trainee) (11 May 2005 to 26 Aug 2005)
Craig Mitchell
IRN CXM00196
- CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2004)
Craig Neil Shannon
IRN CNS01022
- CF3 Chief Executive (16 Apr 2007 to 17 Aug 2007)
- CF8 Apportionment and Oversight (16 Apr 2007 to 17 Aug 2007)
- CF1 Director (5 Jan 2005 to 6 Sep 2005)
Craig Nicholls
IRN CAN00006
- CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.