RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Colin Holroyd
IRN CXH01593
- CF30 Customer (1 Nov 2007 to 27 Nov 2007)
- CF22 Investment Adviser (Trainee) (30 May 2007 to 31 Oct 2007)
Colin James Barrett
IRN CJB01194
- CF22 Investment Adviser (Trainee) (28 Oct 2003 to 28 May 2004)
Colin James Hart
IRN CJH00086
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2006)
Colin James Lees
IRN CJL00028
- CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2005)
Colin John Arundel
IRN CJA00015
- CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
Colin John Gibson
IRN CJG00020
- CF21 Investment Adviser (1 Dec 2001 to 18 May 2002)
Colin John Raymond Payn
IRN CJP00030
- CF21 Investment Adviser (1 Dec 2001 to 27 Jul 2002)
Colin John White
IRN CJW00043
- CF21 Investment Adviser (1 Dec 2001 to 25 Dec 2004)
Colin Kennedy Massie
IRN CKM00004
- CF30 Customer (1 Nov 2007 to 19 Dec 2009)
- CF21 Investment Adviser (5 Feb 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (16 Dec 2003 to 5 Feb 2004)
Colin Lee Smith
IRN CLS00022
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 28 May 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.