RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Colin Douglas McWhirter
IRN CDM00017
- CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2007)
Colin Edmond Wheeler
IRN CEW00028
- CF21 Investment Adviser (13 Mar 2002 to 29 Aug 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2002)
Colin Edmund Hatcher
IRN CEH00009
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Colin Edward Hills
IRN CEH00015
- CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2007)
Colin Edward Johnson
IRN CEJ00005
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2003)
Colin Edwards
IRN CXE00020
- CF22 Investment Adviser (Trainee) (19 Dec 2002 to 8 Mar 2003)
- CF21 Investment Adviser (1 Dec 2001 to 11 Nov 2002)
Colin Eric Frain
IRN CEF00004
- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2005)
Colin Findlay McLean
IRN CFM01038
- CF22 Investment Adviser (Trainee) (7 Feb 2005 to 7 Feb 2005)
Colin Forbes McRobbie
IRN CFM00008
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Colin Forsyth
IRN CXF00024
- CF21 Investment Adviser (1 Dec 2001 to 15 Oct 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.