RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Ciaran Joseph James Scullion
IRN CXS01707
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (16 Oct 2007 to 31 Oct 2007)
Claire Angela McQuarrie
IRN CAM01207
- CF30 Customer (1 Nov 2007 to 2 Mar 2009)
- CF22 Investment Adviser (Trainee) (17 Jul 2006 to 31 Oct 2007)
Claire Elizabeth Townsend
IRN CET01037
- CF22 Investment Adviser (Trainee) (20 Nov 2006 to 23 Feb 2007)
Claire Huart
IRN CXH01615
- CF30 Customer (1 Nov 2007 to 12 Sep 2008)
- CF22 Investment Adviser (Trainee) (26 Oct 2007 to 31 Oct 2007)
Claire Louise Clover
IRN CLC01075
- CF30 Customer (16 Dec 2008 to 2 Sep 2009)
Claire Louise Shaw
IRN CLS01085
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2006 to 31 Oct 2007)
Claire Marie Woodman
IRN CMC01173
- CF30 Customer (1 Nov 2007 to 21 Mar 2008)
- CF22 Investment Adviser (Trainee) (6 Mar 2007 to 31 Oct 2007)
Claire Murray
IRN CXM01756
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 25 Aug 2006)
Clairelouise Turner
IRN CLT01028
- CF22 Investment Adviser (Trainee) (5 Feb 2004 to 2 Apr 2004)
Clare Elizabeth Cobain
IRN CEC01072
- CF22 Investment Adviser (Trainee) (16 Jan 2007 to 24 Aug 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.