RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher Thomas Hopwood
IRN CTH00004
- CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2007)
Christopher Thomas Whearity
IRN CTW01028
- CF22 Investment Adviser (Trainee) (9 May 2006 to 30 Mar 2007)
Christopher Thorne
IRN CXT00053
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2004)
Christopher Tong
IRN CXT00032
- CF21 Investment Adviser (1 Dec 2001 to 21 May 2004)
Christopher Traynor
IRN CXT00095
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Apr 2002)
Christopher Trevor Maflin
IRN CTM00009
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Christopher Usher
IRN CXU01023
- CF30 Customer (25 Jan 2008 to 19 Jun 2009)
Christopher Verdon Cutts
IRN CVC01008
- CF30 Customer (15 Feb 2008 to 29 Oct 2011)
Christopher Wales
IRN CXW01492
- CF22 Investment Adviser (Trainee) (27 Jun 2006 to 8 Jun 2007)
Christopher Walkeden
IRN CSW00010
- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.