RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher Mark Davies
IRN CMD00025
- CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Christopher Mason
IRN CXM01576
- CF21 Investment Adviser (18 Feb 2005 to 1 Feb 2007)
- CF22 Investment Adviser (Trainee) (5 Aug 2004 to 18 Feb 2005)
Christopher Matthew Sinclair
IRN CMS01150
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 8 Jun 2007)
Christopher Maxwell John Rickards
IRN CMR00013
- CF21 Investment Adviser (1 Dec 2001 to 26 Jan 2007)
Christopher McPhillips
IRN CXM01705
- CF22 Investment Adviser (Trainee) (26 Sep 2005 to 4 May 2007)
Christopher Michael Aubrey
IRN CMA00007
- CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2003)
Christopher Michael Cooke
IRN CMC00017
- CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2007)
Christopher Michael Dodson
IRN CMD00012
- CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2006)
Christopher Michael Jones
IRN CMJ00007
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher Michael Stephens
IRN CMS00029
- CF21 Investment Adviser (1 Dec 2001 to 30 Sep 2005)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.