RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher James Thomas
IRN CJT00036
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Dec 2001)
Christopher James Turner
IRN CJT01144
- CF30 Customer (11 Dec 2008 to 11 Jul 2009)
Christopher James Widlake
IRN CJW01229
- CF21 Investment Adviser (16 Sep 2005 to 26 May 2006)
- CF22 Investment Adviser (Trainee) (28 Oct 2004 to 16 Sep 2005)
Christopher Jeremy Askew
IRN CJA00037
- CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2005)
Christopher John Bates
IRN CJB01334
- CF30 Customer (1 Nov 2007 to 28 Oct 2011)
- CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Jun 2005 to 18 Oct 2007)
Christopher John Bateson
IRN CJB01335
- CF22 Investment Adviser (Trainee) (6 Jul 2005 to 1 Aug 2006)
Christopher John Bond
IRN CJB01347
- CF30 Customer (30 May 2008 to 23 Oct 2008)
Christopher John Brady
IRN CJB00140
- CF30 Customer (1 Nov 2007 to 2 Apr 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Christopher John Conway
IRN CJC00024
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Christopher John Farrell
IRN CJF00020
- CF21 Investment Adviser (1 Dec 2001 to 1 May 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.