RiverStone Managing Agency Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Park Gate161-163 Preston RoadBrightonEast SussexBN1 6AUUNITED KINGDOM- Phone
- +441273792604
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Complaints Contact
Park Gate161-163 Preston RoadBrightonEast SussexBN1 6AUUNITED KINGDOM- Phone
- +442046212888
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Lloyd's Syndicate Management
For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate
Show 1 limitation Hide limitations
- · Limited to conducting Lloyd's market run-off business and underwriting RITC contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Christopher Paul Insley
IRN JCI01015
- SMF3 Executive Director (since 20 Dec 2024)
- [PRA CF] Key function holder (since 17 Dec 2024)
- SMF2 Chief Finance (since 17 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 17 Sep 2024)
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James malcolm Wackrow
IRN JMW01336
- SMF20 Chief Actuary (27 Mar 2019 to 12 Jul 2024)
- [PRA CF] Key function holder (1 Jan 2019 to 1 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2019 to 26 Nov 2025)
- [FCA CF] Material risk taker (1 Jan 2019 to 26 Nov 2025)
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Jamie Ross Stacey
IRN JRS01290
- SMF16 Compliance Oversight (10 Dec 2018 to 10 Apr 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 10 Apr 2019)
- CF28 Systems and controls (17 May 2011 to 6 Mar 2016)
- CF11 Money Laundering Reporting (17 May 2011 to 9 Dec 2018)
- CF10 Compliance Oversight (17 May 2011 to 9 Dec 2018)
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Jamie Saunders
IRN JXS01139
- [FCA CF] Material risk taker (1 Jun 2022 to 26 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Jun 2022 to 26 Nov 2025)
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John Joseph Bator
IRN JJB01124
- CF2 Non Executive Director (2 Mar 2006 to 17 Oct 2008)
- CF1 Director (22 Oct 2002 to 2 Mar 2006)
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John Scott Moffatt
IRN JSM01092
- CF1 Director (2 Jan 2004 to 26 Jan 2007)
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Jonathan Matthew Barrett
IRN JMB01487
- SIMF5 Head of Internal Audit Function (7 Mar 2016 to 11 Jan 2018)
- CF28 Systems and controls (14 May 2014 to 6 Mar 2016)
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Jose Rafael Vazquez
IRN JRV01026
- SMF10 Chair of the Risk Committee (since 12 Sep 2023)
- [FCA CF] Material risk taker (3 Apr 2023 to 26 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (3 Apr 2023 to 26 Nov 2025)
- [PRA CF] Key function holder (3 Apr 2023 to 26 Nov 2025)
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Judith Ann Wilding
IRN JXW32147
- [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Dec 2023)
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Kalpana Shah
IRN KAS01174
- SMF12 Chair of the Remuneration Committee (since 1 Mar 2024)
- SMF9 Chair of the Governing Body (since 10 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [FCA CF] Material risk taker (10 Dec 2018 to 26 Nov 2025)
- [PRA CF] Key function holder (10 Dec 2018 to 26 Nov 2025)
- SIMF14 Senior Independent Director (9 Feb 2017 to 9 Feb 2017)
- SIMF9 Chairman (28 Sep 2016 to 9 Dec 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.