River Thames Insurance Company Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
8th Floor One Creechurch PlaceLondonEC3A 5AYUNITED KINGDOM- Phone
- +4402076804100
-
Complaints Contact
8th Floor One Creechurch PlaceLondonEC3A 5AYUNITED KINGDOM- Phone
- +4402076804100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Manages Insurance Policies
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
-
Issues Insurance
For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship
Show 1 limitation Hide limitations
- · River Thames is required to seek a non-objection from PRA and FCA supervision before it uses the effecting permission in the course of its business
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Gary Joseph Morton
IRN GXM00558
- SMF5 Head of Internal Audit (27 Jul 2023 to 18 Aug 2023)
-
Ian Patrick Millar
IRN IPM01034
- CF3 Chief Executive (25 May 2011 to 31 Mar 2013)
- CF8 Apportionment and Oversight (25 May 2011 to 31 Mar 2013)
- CF1 Director (25 May 2011 to 31 Mar 2013)
- CF28 Systems and controls (1 Nov 2007 to 31 Mar 2013)
- CF13 Finance (9 May 2006 to 31 Oct 2007)
-
Jeremy Hardwick Riley
IRN JHR01080
- SMF11 Chair of the Audit Committee (10 Dec 2018 to 25 Jul 2024)
- SIMF9 Chairman (10 Apr 2018 to 25 Jun 2018)
- SIMF11 Chair of the Audit Committee (10 Apr 2018 to 9 Dec 2018)
- SIMF14 Senior Independent Director (14 Jul 2017 to 10 Apr 2018)
-
Jeremy William Haynes
IRN JWH01078
- Director of firm who is not a certification employee or a SMF manager (since 18 May 2023)
-
John Joseph Oros
IRN JJO01015
- CF1 Director (1 Dec 2001 to 5 Jun 2007)
-
Jonathan Michael Bryce Stanley
IRN JMS01494
- SIMF5 Head of Internal Audit Function (13 Jun 2016 to 31 Dec 2016)
-
Karl Peter Murphy
IRN KPM01068
- Director of firm who is not a certification employee or a SMF manager (17 Jan 2019 to 21 Oct 2022)
-
Kenneth James Simpson McManus
IRN KXM78661
- [PRA CF] Key function holder (since 9 Dec 2019)
-
Lee Michael Payne
IRN LXP00047
- [PRA CF] Key function holder (1 Aug 2020 to 12 Jun 2025)
-
Mark William Reid Smith
IRN MWS01117
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 25 Apr 2017)
- CF2 Non Executive Director (11 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.