RISKWORKS BUSINESS SERVICES LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Patrick Bailey
IRN APB01159
- CF1 Director (5 Apr 2006 to 23 Oct 2009)
Matthew Gray
IRN MXG02411
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (28 Jul 2015 to 8 Dec 2019)
Nicholas John Gray
IRN NJG01102
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (23 Jun 2010 to 30 Sep 2018)
- CF8 Apportionment and Oversight (4 Oct 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Roscoe Fawcett
IRN RXF01245
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 1 Nov 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Nov 2009)
Stuart John Chandler
IRN SJC01363
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (29 Mar 2006 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Kingsdowne Consulting Ltd (no longer appointed)
FRN 486747 · Appointed 28 Jul 2008 · Until 31 May 2012
Harts Insurance & Risk Management Ltd (no longer appointed)
FRN 457768 · Appointed 27 Sep 2006 · Until 18 Feb 2020
Muilfield Land Ltd (no longer appointed)
FRN 453033 · Appointed 8 Jun 2006 · Until 15 Aug 2008
Wrather & Co (no longer appointed)
FRN 408992 · Appointed 14 Jan 2005 · Until 7 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.