RISKSAVE TECHNOLOGIES LTD

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FRN: 775330
Date authorised: 20 November 2017
Companies House: 09930262
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Paddington

2 Eastbourne Terrace

London

Westminster

W2 6LG

UNITED KINGDOM

Phone

+447964580528

Web

https://risksave.com
Complaints Contact

Paddington

2 Eastbourne Terrace

London

Westminster

W2 6LG

UNITED KINGDOM

Phone

+447964580528

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Saket Kumar
IRN SXK00587
- CF30 Customer (10 Feb 2023 to 3 May 2024)
- CF1 Director (AR) (24 Jan 2023 to 3 May 2024)
Samantha Claire Rosenberg
IRN SXR00503
- CF1 Director (AR) (since 28 Mar 2022)
Sebastian Paul Wallace
IRN SXW00159
- CF30 Customer (21 Jan 2022 to 22 Sep 2022)
- CF1 Director (AR) (21 Jan 2022 to 22 Sep 2022)
Simon Cullen
IRN SXC02233
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 13. Giving personal recommendations on and dealing with derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (20 Nov 2017 to 8 Dec 2019)
- CF30 Customer (20 Nov 2017 to 8 Dec 2019)
- CF1 Director (20 Nov 2017 to 8 Dec 2019)
Simon Strojan
IRN SXS03432
- CF1 Director (AR) (since 12 Mar 2025)
Sophia Emma Arosa Lerche-Thomsen
IRN SXL00319
- CF1 Director (AR) (since 27 May 2025)
Steven Edward Griffiths
IRN SEG01074
- CF1 Director (AR) (17 Sep 2020 to 14 May 2021)
Stuart Miles Lewis
IRN SML01145
- CF30 Customer (21 Oct 2021 to 14 Aug 2023)
- CF1 Director (AR) (21 Oct 2021 to 14 Aug 2023)
Svetlana Ghadiri
IRN SXG00368
- CF30 Customer (29 Jul 2021 to 6 Jun 2022)
- CF1 Director (AR) (29 Jul 2021 to 6 Jun 2022)
Swastik Nigam
IRN SXN01264
- CF1 Director (AR) (3 Feb 2020 to 7 Oct 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

CABOT PRIVATE CAPITAL MANAGEMENT LTD (no longer appointed)
FRN 825665 · Appointed 9 Nov 2018 · Until 1 Mar 2019
Black Mountain Group Ltd (no longer appointed)
FRN 815422 · Appointed 3 Aug 2018 · Until 31 Jul 2019 · Tied agent
RED BRIDGE CAPITAL (UK) LIMITED (no longer appointed)
FRN 809733 · Appointed 22 May 2018 · Until 31 Jan 2021
Plenitude.IO Ltd (no longer appointed)
FRN 803977 · Appointed 13 Mar 2018 · Until 31 Mar 2021 · Tied agent
Laeceum Ltd (no longer appointed)
FRN 800953 · Appointed 7 Feb 2018 · Until 10 Feb 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.