RiskAlliance Direct Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate

For Commercial, Retail (Non-Investment Insurance)
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Stanley Alfred Kaznowski
IRN SAK01067
- SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
- CF1 Director (1 Nov 2016 to 8 Dec 2019)
Stuart Garth Wilson
IRN SGW01100
- SMF3 Executive Director (9 Dec 2019 to 22 Mar 2021)
- CF1 Director (1 Nov 2016 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

FAWN HOLD CO (ONE) LIMITED (no longer appointed)
FRN 967281 · Appointed 9 Oct 2024 · Until 16 May 2025
Mr Yakup Gokce (no longer appointed)
FRN 599235 · Appointed 14 Nov 2016 · Until 23 Nov 2021
Paul Lucas (no longer appointed)
FRN 652542 · Appointed 14 Nov 2016 · Until 23 Nov 2021

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.