Date authorised
1 April 2013
Companies House
05059429
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Innovation Centre
    217 Portobello Road
    Sheffield
    S1 4DP
    UNITED KINGDOM
    Phone
    +4407831595701
  • Complaints Contact

    The Innovation Centre
    217 Portobello Road
    Sheffield
    sheffield
    S1 4DP
    UNITED KINGDOM
    Phone
    +4407831595701

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Andrew Rose

    IRN CAR01098

    • CF1 Director (14 Jan 2005 to 31 Dec 2014)
    • Responsible for Insurance Mediation (14 Jan 2005 to 17 Nov 2014)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF3 Chief Executive (14 Jan 2005 to 17 Nov 2014)
  • Graham Nicholas Peck

    IRN GNP01026

    • SMF3 Executive Director (since 10 Mar 2020)
    • Responsible for Insurance Distribution (since 10 Mar 2020)
  • Helen Jill Dingle

    IRN HJD01072

    • CF2 Non Executive Director (19 Oct 2017 to 8 Dec 2019)
  • Norman Thomas Hall

    IRN NTH01021

    • CF2 Non Executive Director (22 Mar 2006 to 3 Nov 2010)
  • Raymond Arthur Corner

    IRN RAC01211

    • CF1 Director (AR) (21 Feb 2006 to 8 Oct 2018)
  • Richard Mark Birtles

    IRN RMB01274

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (22 Feb 2017 to 8 Dec 2019)
  • Robert Rabone

    IRN RXR01316

    • SMF9 Chair of the Governing Body (since 15 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 23 Mar 2020)
    • Responsible for Insurance Mediation (29 Sep 2017 to 30 Sep 2018)
    • CF1 Director (23 Jan 2006 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.