RISK MANAGEMENT PARTNERS LTD.

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Sarah Louise Griffiths
IRN SXG35364
- SMF18 Other Overall Responsibility (since 29 May 2020)
Sebastian Adam Crawford Simmonds
IRN SXS00104
- SMF3 Executive Director (since 21 Apr 2023)
- SMF1 Chief Executive (since 21 Apr 2023)
- Responsible for Insurance Distribution (since 21 Apr 2023)
Simon Anthony Green
IRN SAG01150
- SMF10 Chair of the Risk Committee (since 3 Dec 2021)
Simon Charles Matson
IRN SCM01143
- CF1 Director (26 Jun 2015 to 13 Nov 2018)
Stephen Philip Halsall
IRN SXH81155
- SMF3 Executive Director (since 15 Sep 2022)
- SMF18 Other Overall Responsibility (17 Aug 2020 to 15 Sep 2022)
Susan Carol Langley
IRN SCW01073
- SMF13 Chair of the Nominations Committee (since 19 Mar 2020)
- SMF12 Chair of the Remuneration Committee (19 Mar 2020 to 6 Sep 2024)
Terence Dudley Brown
IRN TDB01048
- CF1 Director (16 May 2006 to 30 Dec 2011)
Thomas Joseph Gallagher
IRN TJG01104
- CF1 Director (14 Mar 2011 to 3 Jun 2016)
Tom Martin Downey
IRN TMD01064
- SMF3 Executive Director (since 16 Dec 2020)
Trevor Philip Newbery
IRN TPN01021
- SMF10 Chair of the Risk Committee (1 Feb 2020 to 1 Oct 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.