Date authorised
1 June 2018
Companies House
10571319
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 3
    Delta Lakes Enterprise Centre
    The Avenue
    Llanelli
    Sir Gaerfyrddin
    SA15 2DR
    UNITED KINGDOM
    Phone
    +443333444912
  • Complaints Contact

    67 Rehoboth Road
    Five Roads
    Llanelli
    Dyfed
    SA15 5DZ
    UNITED KINGDOM
    Phone
    +443333444912

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · The firm must not carry on any activity that would constitute consumer buy-to-let mortgage business as defined in Part 3 of the Mortgage Credit Directive Order 2015 (SI 910/2015) unless registered as a consumer buy-to-let mortgage firm
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary John Graham Evans

    IRN GJE01048

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
  • Jessica Louise Tyrrell

    IRN JLT01057

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2018 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.