Risk Assurance Management Limited

Date authorised
1 April 2013
Companies House
01334065
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chancery House
    Leas Road
    Guildford
    Surrey
    GU1 4QW
    UNITED KINGDOM
    Phone
    +443707200780
    Web
    https://www.ram-ltd.co.uk

  • Complaints Contact

    Chancery House
    Leas Road
    Guildford
    Surrey
    GU1 4QW
    UNITED KINGDOM
    Phone
    +443707200780

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Bryan Robert William Tomalin

    IRN BRT01018

    • CF29 Significant management (1 Nov 2007 to 31 Aug 2008)
    • CF28 Systems and controls (1 Nov 2007 to 31 Aug 2008)
    • CF1 Director (14 Jan 2005 to 31 Aug 2008)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Aug 2008)
  • David Christopher Ashley-Davies

    IRN DCA01029

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (26 Mar 2015 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 26 Mar 2015)
    • CF28 Systems and controls (1 Nov 2007 to 26 Mar 2015)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 12 Feb 2015)
    • CF3 Chief Executive (14 Jan 2005 to 26 Mar 2015)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 26 Mar 2015)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
  • Elizabeth Margaret Verity

    IRN EMV01021

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Feb 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Feb 2015 to 3 Feb 2017)
  • Peter John Savill

    IRN PJS01169

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2026)
    • CF2 Non Executive Director (18 Nov 2009 to 8 Dec 2019)
  • RICHARD ASHLEY-DAVIES

    IRN RXA01601

    • SMF16 Compliance Oversight (since 27 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (26 Feb 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Feb 2015 to 30 Sep 2018)
    • CF1 Director (23 May 2011 to 8 Dec 2019)
    • CF28 Systems and controls (23 May 2011 to 8 Dec 2019)
  • Robert Peter Stemp

    IRN RPS01121

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 May 2011 to 8 Dec 2019)
    • CF28 Systems and controls (23 May 2011 to 8 Dec 2019)
  • Samantha Corby

    IRN SXC02191

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 May 2011 to 8 Dec 2019)
    • CF28 Systems and controls (23 May 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.