Date authorised
1 April 2013
Companies House
04507332
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One Stockport Exchange
    Railway Road
    Stockport
    SK1 3SW
    UNITED KINGDOM
    Phone
    +4403334001174
  • Complaints Contact

    One Stockport Exchange
    Railway Road
    Stockport
    SK1 3SW
    UNITED KINGDOM
    Phone
    +4403334001174

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Thomas

    IRN AXT18194

    • SMF1 Chief Executive (since 7 Oct 2024)
    • Responsible for Insurance Distribution (since 7 Oct 2024)
  • Andrew Harrington

    IRN AXH00859

    • [FCA CF] Significant management (since 13 Dec 2022)
  • Andrew James Watson Hagger

    IRN AJH01432

    • Responsible for Insurance Distribution (1 Oct 2018 to 9 May 2019)
    • CF29 Significant management (1 Nov 2007 to 9 May 2019)
    • CF28 Systems and controls (1 Nov 2007 to 9 May 2019)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Colin Whitehead

    IRN CXW01534

    • SMF9 Chair of the Governing Body (11 Mar 2020 to 21 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 21 Jul 2022)
    • CF1 Director (1 Jun 2013 to 8 Dec 2019)
  • David Rowntree

    IRN DXR00282

    • [FCA CF] Significant management (13 Mar 2025 to 8 Sep 2025)
  • John Robert Woosey

    IRN JRW01206

    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Paul Michael Williams

    IRN PMW01113

    • SMF1 Chief Executive (9 Dec 2019 to 31 Oct 2024)
    • Responsible for Insurance Distribution (28 Jan 2019 to 31 Oct 2024)
    • CF3 Chief Executive (28 Jan 2019 to 8 Dec 2019)
    • CF1 Director (24 Oct 2016 to 28 Jan 2019)
  • Paul Norman Minden-Wilson

    IRN PNW01030

    • CF1 Director (14 Jan 2005 to 7 Jul 2015)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 7 Jul 2015)
  • Robert Alan Styring

    IRN RAS01272

    • SMF3 Executive Director (since 3 Sep 2024)
    • Responsible for Insurance Distribution (3 Sep 2024 to 11 Oct 2024)
    • [FCA CF] Significant management (13 Dec 2022 to 3 Sep 2024)
    • [FCA CF] CASS oversight function (13 Dec 2022 to 3 Sep 2024)
  • Sarah Jones

    IRN SXJ00387

    • [FCA CF] Significant management (since 13 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.