Date authorised
1 April 2013
Companies House
04066049
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18 Arbury Road
    Nuneaton
    Warwickshire
    CV10 7NA
    UNITED KINGDOM
    Phone
    +4402476326213
  • Complaints Contact

    18 Arbury Road
    Nuneaton
    Warwickshire
    CV10 7NA
    UNITED KINGDOM
    Phone
    +4402476326213

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Karen Lowe

    IRN KXL01196

    • CF2 Non Executive Director (14 Jan 2005 to 8 Dec 2019)
  • Mary-Anna Leigh

    IRN MXL00782

    • SMF3 Executive Director (since 8 Sep 2025)
  • Neal Michael Lowe

    IRN NML01014

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stacey Hulse

    IRN SXH00406

    • SMF3 Executive Director (since 14 May 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Cartwright Hands Ltd (no longer appointed)

    FRN 843101 · Appointed 30 May 2019 · Until 30 Sep 2022

  • MVS Estates Ltd (no longer appointed)

    FRN 507324 · Appointed 30 May 2019 · Until 30 Sep 2022

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.