Ringley Ltd

Date authorised
1 April 2013
Companies House
03302438
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Castle Road
    London
    NW1 8PR
    UNITED KINGDOM
    Phone
    +4402072672900
    Web
    https://www.ringley.co.uk

  • Complaints Contact

    1 Castle Road
    London
    NW1 8PR
    UNITED KINGDOM
    Phone
    +4402072672900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francis Royale

    IRN FXR01106

    • CF2 Non Executive Director (6 Jan 2006 to 31 Dec 2008)
    • CF8 Apportionment and Oversight (6 Jan 2006 to 31 Dec 2008)
  • Jason Ahmed Karim

    IRN JAK01139

    • CF2 Non Executive Director (9 Feb 2009 to 7 Feb 2017)
    • Responsible for Insurance Mediation (9 Feb 2009 to 7 Feb 2017)
  • Mary-Ann Bowring

    IRN MXB02066

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Peter Henry Joyce

    IRN PHJ01020

    • CF1 Director (14 Jan 2005 to 31 Oct 2005)
    • CF11 Money Laundering Reporting (14 Jan 2005 to 31 Oct 2005)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2005)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2005)
    • CF15 Internal Audit (14 Jan 2005 to 31 Oct 2005)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2005)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2005)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Oct 2005)
  • Stephen Neil Gayer

    IRN SNG01024

    • SMF3 Executive Director (9 Dec 2019 to 27 Nov 2025)
    • CF8 Apportionment and Oversight (9 Feb 2009 to 31 Mar 2009)
    • CF1 Director (9 Feb 2009 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.