RICKETT, BALDWIN (INSURANCE AGENTS) LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Colin Bruce Thrush
IRN CBT01015
- CF1 Director (14 Jan 2005 to 23 Jun 2005)
- Responsible for Insurance Mediation (14 Jan 2005 to 23 Jun 2005)
Frank Magnus Thrush
IRN FMT00009
- CF1 Director (14 Jan 2005 to 8 Jun 2005)
- Responsible for Insurance Mediation (14 Jan 2005 to 8 Jun 2005)
Robert James Downard
IRN RJD01155
- [FCA CF] Client dealing (since 1 Jan 2020)
- [FCA CF] Significant management (since 1 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Jan 2005 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Ibbett Mosely Surveyors LLP (no longer appointed)
FRN 495886 · Appointed 25 Jan 2010 · Until 3 Mar 2021
Ibbett Mosely Property Consultants LLP (no longer appointed)
FRN 492532 · Appointed 5 Dec 2008 · Until 16 Feb 2012
FEL Global Ltd (no longer appointed)
FRN 458296 · Appointed 9 Oct 2006 · Until 24 Nov 2006
Ibbett Mosely (no longer appointed)
FRN 201374 · Appointed 18 Jan 2005 · Until 16 Feb 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.