Date authorised
27 April 2017
Companies House
06012736
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Troon Way Business Centre
    Humberstone Lane
    Leicester
    Leicestershire
    LE4 9HA
    UNITED KINGDOM
    Phone
    +441455852111
  • Complaints Contact

    Windsor House
    Troon Way Business Centre
    Humberstone Lane
    Leicester
    Leicestershire
    LE4 9HA
    UNITED KINGDOM
    Phone
    +441455852111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Richard Gordon Rickwood

    IRN RGR01048

    • CF1 Director (AR) (20 Jun 2018 to 30 Sep 2018)
  • Samuel James Cox

    IRN SJC01484

    • Responsible for Insurance Mediation (27 Apr 2017 to 10 Sep 2018)
    • CF1 Director (27 Apr 2017 to 10 Sep 2018)
  • Steven Eric Wade

    IRN SEW01067

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (13 Sep 2018 to 30 Sep 2018)
    • CF1 Director (27 Apr 2017 to 8 Dec 2019)
  • Troy Stevens

    IRN TXS02193

    • SMF1 Chief Executive (since 24 Nov 2023)
  • Virendra Babla

    IRN VXB01372

    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2021)
    • CF1 Director (27 Apr 2017 to 8 Dec 2019)
  • Wayne Watson

    IRN WXW00126

    • CF3 Chief Executive (AR) (since 5 Jun 2025)
  • William Herbertson

    IRN WXH08334

    • CF1 Director (AR) (23 Nov 2018 to 15 Apr 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.