Date authorised
25 July 2024
Companies House
12871051
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 South Colonnade
    Canary Wharf
    London
    E14 5HX
    UNITED KINGDOM
    Phone
    +4402033228352
  • Complaints Contact

    30 South Colonnade
    Canary Wharf
    London
    E14 5HX
    UNITED KINGDOM
    Phone
    +4402033228352

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Consumer Loans

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Watkins

    IRN DXW00736

    • [FCA CF] Manager of certification employee (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Managing a material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • Dervis Kemal

    IRN DXK00502

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)
  • Fiona Fry

    IRN FXF00044

    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2026)
  • Francesca Carlesi

    IRN FXC01524

    • SMF1 Chief Executive (since 25 Jul 2024)
  • Harold Burr

    IRN HXB00461

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • Ian Douglas Wilson

    IRN IXW00113

    • SMF10 Chair of the Risk Committee (since 25 Jul 2024)
  • Ibrahim Dusi

    IRN IXD00161

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • John Mitchell

    IRN JXM04473

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • Kathryn Grant

    IRN KXG00421

    • [FCA CF] Material risk taker (since 1 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
  • Michel Bine

    IRN MXB04367

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Apr 2026)
    • [FCA CF] Material risk taker (since 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.