Date authorised
1 April 2013
Companies House
07211394
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Second Floor
    60 Charlotte Street
    London
    W1T 2NU
    UNITED KINGDOM
    Phone
    +442074956335
  • Complaints Contact

    Second Floor
    60 Charlotte Street
    London
    W1T 2NU
    UNITED KINGDOM
    Phone
    +442074956335

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • George White

    IRN GXW00174

    • [FCA CF] Significant management (9 Dec 2019 to 6 May 2022)
  • James Fletcher

    IRN JXF00234

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Nicholas Ashley West

    IRN NAW01060

    • [FCA CF] Client dealing (since 7 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2025)
    • CF1 Director (14 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (14 Jun 2010 to 8 Dec 2019)
  • Richard Bruce Mitchell

    IRN RBM01030

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF28 Systems and controls (12 Oct 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jun 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jun 2010 to 8 Dec 2019)
  • Sarah Bates

    IRN SXB00546

    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
  • Schalk Jacobus Visser

    IRN SJV01035

    • [FCA CF] Client dealing (1 Mar 2020 to 1 Feb 2025)
    • [FCA CF] Significant management (1 Mar 2020 to 1 Feb 2025)
  • Stephen Pettit

    IRN SXP00346

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Stephen Richard Ward

    IRN SRW01096

    • [FCA CF] Client dealing (since 23 May 2022)
    • [FCA CF] Significant management (since 23 May 2022)
  • Victoria Martin

    IRN VXL01104

    • [FCA CF] Significant management (since 23 May 2022)
    • [FCA CF] Client dealing (since 23 May 2022)
  • William James Killick

    IRN WJK01009

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (14 Jun 2010 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.