Retail Book Limited

Date authorised
2 April 2024
Companies House
14087330
Last scraped
4 days ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    RetailBook
    22 Southwark Bridge Road
    London
    SE1 9HB
    UNITED KINGDOM
    Phone
    +442045704208
    Web
    https://www.retailbook.com

  • Complaints Contact

    RetailBook
    22 Southwark Bridge Road
    London
    SE1 9HB
    UNITED KINGDOM
    Phone
    +442045704208

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaqib Mirza

    IRN AXM00641

    • SMF1 Chief Executive (since 2 Apr 2024)
    • SMF3 Executive Director (since 2 Apr 2024)
    • SMF16 Compliance Oversight (2 Apr 2024 to 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Apr 2024 to 1 May 2025)
  • Fahim Chowdhury

    IRN FXC01301

    • [FCA CF] Client dealing (since 18 Mar 2025)
  • Frederick Charles Philip Bouverat

    IRN FCB01018

    • [FCA CF] Client dealing (since 7 Nov 2025)
  • Ghita Benelkhadir

    IRN GXB08663

    • [FCA CF] Client dealing (since 7 Nov 2025)
  • James Deal

    IRN JXD00302

    • SMF1 Chief Executive (since 1 May 2025)
    • SMF3 Executive Director (since 1 May 2025)
    • [FCA CF] Client dealing (since 1 Apr 2025)
  • James Nicholas Sanderson Smith

    IRN JXS01134

    • [FCA CF] Client dealing (since 18 Mar 2025)
  • Kit Atkinson

    IRN KXA01230

    • SMF3 Executive Director (2 Apr 2024 to 21 Mar 2025)
  • Michael James Ward

    IRN MXW00873

    • [FCA CF] Client dealing (since 22 Aug 2024)
  • Nicholas Dilworth

    IRN NXD00296

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2025)
    • SMF16 Compliance Oversight (since 1 May 2025)
  • Nicholas James Cullen

    IRN NXC00400

    • SMF3 Executive Director (since 2 Apr 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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