Resolution Partners Limited

• Principal Place of Business

  Lloyds Building

  1 Lime Street

  London

  EC3M 7HA

  UNITED KINGDOM

  Phone

  +4402076489830

  Web

  https://www.resolution-partners.co.uk

• Complaints Contact

  Lloyds Building

  1 Lime Street

  London

  EC3M 7HA

  UNITED KINGDOM

  Phone

  +4402076489830

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashish Devi-King

  IRN AXS01848

  • CF23 Corporate Finance Adviser (23 Dec 2004 to 31 Mar 2005)
• Christopher Nigel Colin Hill

  IRN CNH01021

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2017 to 8 Dec 2019)
  • CF1 Director (1 Nov 2017 to 8 Dec 2019)
• David Alexander Hill Scott

  IRN DAS01139

  • CF23 Corporate Finance Adviser (20 May 2003 to 15 Dec 2004)
• Hamish Duncan Blackie Ridgwell

  IRN HDR00006

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (24 Jul 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (23 Jan 2002 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Jan 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jan 2002 to 24 Jul 2007)
  • CF1 Director (1 Jan 2002 to 8 Dec 2019)
• Jonathan Godfrey Moon

  IRN JGM01112

  • CF23 Corporate Finance Adviser (21 Apr 2005 to 31 Oct 2005)
• Roderick Nicholas Priestley Simpson

  IRN RNS01025

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (24 Jul 2007 to 31 Oct 2007)
  • CF8 Apportionment and Oversight (21 Jan 2002 to 31 Oct 2007)
  • CF1 Director (1 Jan 2002 to 8 Dec 2019)
  • CF3 Chief Executive (1 Jan 2002 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jan 2002 to 26 Jul 2007)

• Claudia Perkins (no longer appointed)

  FRN 221560 · Appointed 23 Dec 2002 · Until 4 Feb 2005

No changes recorded yet.