Date authorised
1 April 2013
Companies House
03874789
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St Davids Court
    Union Street
    Wolverhampton
    West Midlands
    WV1 3JE
    UNITED KINGDOM
    Phone
    +440800281235
  • Complaints Contact

    Ground Floor
    2 The Embankment
    Sovereign Street
    Leeds
    LS1 4BA
    UNITED KINGDOM
    Phone
    +4407551170271

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

    Show 1 limitation
    • · Limited to Credit Broking which is provided in connection with non-investment insurance contracts
  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Andrew Ellis

    IRN DAE01076

    • CF2 Non Executive Director (28 Sep 2012 to 16 Dec 2013)
  • Gavin Matthew Perkins

    IRN GXP00369

    • SMF3 Executive Director (27 May 2025 to 11 Feb 2026)
  • James Richard Reeve

    IRN JXR00927

    • [FCA CF] Significant management (since 27 Nov 2025)
  • Karen Michelle Hallam

    IRN KXH00524

    • [FCA CF] Significant management (since 27 Nov 2025)
  • Laura Elizabeth Hindle

    IRN LXH01605

    • [FCA CF] Significant management (since 27 Nov 2025)
  • Martin George Lacey

    IRN MXL00593

    • [FCA CF] Significant management (since 27 Nov 2025)
  • Matthew James Peter Ryan

    IRN MXR01013

    • SMF3 Executive Director (since 11 Feb 2026)
    • [FCA CF] Significant management (27 Nov 2025 to 11 Feb 2026)
  • Neil Melvyn Abel

    IRN NMA01032

    • CF2 Non Executive Director (9 Jul 2013 to 16 Jan 2015)
    • CF28 Systems and controls (1 Nov 2007 to 20 Mar 2013)
    • CF3 Chief Executive (14 Jan 2005 to 25 Jun 2013)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 3 Jun 2013)
    • CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 9 Jul 2013)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Paul Andrew Leonard Keating

    IRN PAK01092

    • CF1 Director (26 Sep 2011 to 2 Aug 2013)
  • Peter David Fice

    IRN PDF01047

    • CF1 Director (4 Feb 2014 to 30 Sep 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.