ResFamiliaris LLP

Date authorised
1 April 2013
Companies House
OC342901
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fulham Palace
    Bishops Avenue
    London
    SW6 6EA
    UNITED KINGDOM
    Phone
    +4407580966705
    Web
    https://www.resfamiliaris.com

  • Complaints Contact

    Fulham Palace
    Bishops Avenue
    London
    SW6 6EA
    UNITED KINGDOM
    Phone
    +4407580966705

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eleonore de Rochechouart

    IRN EXD01278

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (20 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (20 May 2019 to 8 Dec 2019)
    • CF4 Partner (7 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
  • Jerome Marie Bernard Lazare

    IRN JXL01223

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Jul 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jul 2009 to 23 Aug 2019)
    • CF30 Customer (7 Jul 2009 to 8 Dec 2019)
  • Marie Anne Jacqueline Bernon

    IRN MAB01466

    • [FCA CF] Client dealing (since 13 Nov 2025)
  • Philippe Michel Gilles Rouault

    IRN PXR01191

    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (7 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2009 to 8 Dec 2019)
    • CF4 Partner (7 Jul 2009 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.