Regis Mutual Management Ltd
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Peter Kubik, Brian JohnsonUHY Hacker Young LLPQuadrant House4 Thomas More SquareLondonE1W 1YWUNITED KINGDOM
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Lee Howell
IRN LXH01656
- CF2 Non Executive Director (AR) (11 Dec 2017 to 1 Jun 2020)
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Lee William Mooney
IRN LWM00016
- CF1 Director (AR) (28 Jan 2019 to 22 May 2019)
- CF3 Chief Executive (AR) (31 Dec 2018 to 22 May 2019)
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Marianne Denise Withers
IRN MDW01159
- CF1 Director (AR) (26 Mar 2015 to 12 Feb 2021)
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Martin Francis Richards
IRN MFR01048
- [FCA CF] Significant management (9 Dec 2019 to 12 Feb 2021)
- CF1 Director (AR) (28 Jul 2017 to 12 Feb 2021)
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Martyn Anthony Hedley
IRN MAH01305
- CF2 Non Executive Director (AR) (29 Jan 2016 to 27 Sep 2022)
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Michael Bruce Clayton
IRN MBC01052
- CF1 Director (AR) (6 Oct 2015 to 27 Sep 2022)
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Michael John Harwood
IRN MJH01639
- CF1 Director (AR) (22 Oct 2014 to 22 May 2019)
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Michael Paul Headley
IRN MXH27874
- CF2 Non Executive Director (AR) (22 May 2020 to 30 Jun 2021)
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Neil Alexander Elphick
IRN NAE01030
- CF1 Director (AR) (20 Oct 2008 to 21 Mar 2012)
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Nicholas Ralph Parker
IRN NRP01050
- CF1 Director (AR) (27 Mar 2015 to 22 May 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Masonic Mutual Limited (no longer appointed)
FRN 625738 · Appointed 16 Jun 2014 · Until 9 Jul 2022
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The Military Mutual Limited (no longer appointed)
FRN 623886 · Appointed 21 May 2014 · Until 22 May 2019
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Full Circle Marine & Transport Underwriting Ltd (no longer appointed)
FRN 488316 · Appointed 2 Sep 2008 · Until 2 Apr 2012
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.