Regis Mutual Management Ltd

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

William Raoul Rollo
IRN WRR01023
- CF2 Non Executive Director (19 Jan 2016 to 25 Sep 2018)
- CF1 Director (AR) (9 Oct 2014 to 22 May 2019)

Smaller firms operating under this firm's FCA authorisation.

The Masonic Mutual Limited (no longer appointed)
FRN 625738 · Appointed 16 Jun 2014 · Until 9 Jul 2022
The Military Mutual Limited (no longer appointed)
FRN 623886 · Appointed 21 May 2014 · Until 22 May 2019
Hazchem Holdings Ltd (no longer appointed)
FRN 500182 · Appointed 28 Apr 2009 · Until 2 Apr 2012
Still Here Ltd (no longer appointed)
FRN 488274 · Appointed 15 Dec 2008 · Until 10 Nov 2009
Full Circle Marine & Transport Underwriting Ltd (no longer appointed)
FRN 488316 · Appointed 2 Sep 2008 · Until 2 Apr 2012
Marathon Mutual Limited (no longer appointed)
FRN 473308 · Appointed 3 Jun 2008 · Until 27 Mar 2012

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.