Date authorised
1 April 2013
Companies House
04726708
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5 Ascott Gardens
    West Bridgford
    Nottingham
    Nottinghamshire
    NG2 7TH
    UNITED KINGDOM
    Phone
    +4401159816939
  • Complaints Contact

    5 Ascott Gardens
    West Bridgford
    Nottingham
    NG2 7TH
    UNITED KINGDOM
    Phone
    +4407808916505

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek John Brodie

    IRN DJB00046

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 2 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2021)
    • [FCA CF] CASS oversight function (since 2 Mar 2021)
    • [FCA CF] Benchmark submission and administration (since 2 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (1 Jun 2007 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Jun 2007 to 31 Mar 2009)
    • CF1 Director (1 Jun 2007 to 8 Dec 2019)
  • Louisa Ryley

    IRN LXB01439

    • CF1 Director (1 Jun 2007 to 25 Feb 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.