REGAL & CO MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04606273
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    383 High Road
    London
    Brent
    NW10 2JR
    UNITED KINGDOM
    Phone
    +4402084599440
    Web
    https://www.regalco.co.uk

  • Complaints Contact

    383 High Road
    London
    Brent
    NW10 2JR
    UNITED KINGDOM
    Phone
    +4402084599440

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Yianni

    IRN JXY01047

    • SMF3 Executive Director (9 Dec 2019 to 13 Aug 2025)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Aug 2025)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Ramesh Mavji Pindoria

    IRN RMP01110

    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 19 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.