Date authorised
1 April 2019
Companies House
11614569
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    98-102 Buttermarket Street
    Warrington
    Warrington
    WA1 2NZ
    UNITED KINGDOM
    Phone
    +4401925984284
  • Complaints Contact

    98-102 Buttermarket Street
    Warrington
    Cheshire
    WA1 2NZ
    UNITED KINGDOM
    Phone
    +4401925984924

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Luke Conman

    IRN LXC00116

    • [FCA CF] Functions requiring qualifications (17 Jun 2024 to 9 Mar 2026)
  • Matthew Moon

    IRN MXM00598

    • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 11 Jul 2023)
  • Nazmin Begum

    IRN NXB00521

    • [FCA CF] Functions requiring qualifications (5 Dec 2024 to 13 Jan 2025)
  • Nicola Jane Massie

    IRN NJW01110

    • [FCA CF] Manager of certification employee (1 May 2024 to 13 Jan 2025)
  • Philip Dubberley

    IRN PJD01209

    • [FCA CF] Functions requiring qualifications (24 Oct 2024 to 1 May 2025)
  • Ray Fox

    IRN RXF00206

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 16 Dec 2025)
    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 1 Nov 2023)
  • Sam Tyler Fox

    IRN SXF08734

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • CF1 Director (AR) (since 30 Sep 2024)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Apr 2019)
    • Responsibility for MCD Intermediation (since 1 Apr 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 15 Jun 2021)
    • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 15 Jun 2021)
    • CF10 Compliance Oversight (1 Apr 2019 to 8 Dec 2019)
    • CF1 Director (1 Apr 2019 to 8 Dec 2019)
  • Samantha Jayne Attwood

    IRN SXA54644

    • [FCA CF] Functions requiring qualifications (24 Oct 2024 to 31 Jul 2025)
  • Samuel McWilliams

    IRN SXM00473

    • [FCA CF] Functions requiring qualifications (23 Aug 2023 to 8 Mar 2024)
  • Sean James Brewer

    IRN SXB00520

    • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 23 Mar 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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