Date authorised
1 April 2013
Companies House
04143803
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redwood Insurance Brokers Limited
    Vantage House
    6-7 Claydons Lane
    Rayleigh
    Essex
    SS6 7UP
    UNITED KINGDOM
    Phone
    +4401268776277
  • Complaints Contact

    Vantage House
    6-7 Claydons Lane
    Rayleigh
    Essex
    SS6 7UP
    UNITED KINGDOM
    Phone
    +4401268776277

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Hartley

    IRN SXH01666

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2020)
    • CF11 Money Laundering Reporting (1 Feb 2009 to 8 Dec 2019)
    • CF30 Customer (28 Mar 2008 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Dec 2005 to 19 Dec 2006)
    • CF10 Compliance Oversight (15 Dec 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Nov 2007)
    • CF3 Chief Executive (14 Jan 2005 to 1 Oct 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.