Redwood Insurance Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Redwood Insurance Brokers LimitedVantage House6-7 Claydons LaneRayleighEssexSS6 7UPUNITED KINGDOM- Phone
- +4401268776277
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Complaints Contact
Vantage House6-7 Claydons LaneRayleighEssexSS6 7UPUNITED KINGDOM- Phone
- +4401268776277
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Hartley
IRN SXH01666
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jun 2020)
- CF11 Money Laundering Reporting (1 Feb 2009 to 8 Dec 2019)
- CF30 Customer (28 Mar 2008 to 8 Dec 2019)
- CF21 Investment Adviser (22 Dec 2005 to 19 Dec 2006)
- CF10 Compliance Oversight (15 Dec 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 1 Nov 2007)
- CF3 Chief Executive (14 Jan 2005 to 1 Oct 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.