Redpath Bruce LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
Debt Advice
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- · Limited to debt counselling excluding the administration of debt management plans. In this limitation debt management plans are defined as: "a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders."
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adele McLaughlin
IRN EXM01851
- CF1 Director (AR) (since 16 Nov 2016)
Alison Isabella Bruce
IRN AIB01027
- SMF27 Partner (9 Dec 2019 to 11 Mar 2023)
- CF4 Partner (23 Jun 2016 to 8 Dec 2019)
Christian Kennedy Bruce
IRN CKB01019
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (23 Jun 2016 to 8 Dec 2019)
Iain James Friel
IRN IJF01033
- CF1 Director (AR) (22 Aug 2013 to 2 May 2014)
Iain S Bruce
IRN ISB01028
- SMF27 Partner (9 Dec 2019 to 11 Mar 2023)
- CF4 Partner (23 Jun 2016 to 8 Dec 2019)
John Smith Campbell
IRN JSC01170
- CF1 Director (AR) (30 Aug 2013 to 27 May 2016)
Laura Kennedy
IRN LXK01409
- CF1 Director (AR) (since 2 Jul 2018)
Margaret Morrison Reid
IRN MMR01091
- CF1 Director (AR) (since 15 Apr 2015)
- CF1 Director (AR) (29 Aug 2013 to 16 Jan 2015)
Robert Glen Campbell
IRN RGC01096
- CF1 Director (AR) (23 Aug 2013 to 11 Mar 2023)
Rowan McCall Smith
IRN RXM01711
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF10 Compliance Oversight (7 Jul 2016 to 8 Dec 2019)
- CF4 Partner (23 Jun 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (6 Aug 2008 to 30 Sep 2018)
- CF8 Apportionment and Oversight (6 Aug 2008 to 23 Jun 2016)

Smaller firms operating under this firm's FCA authorisation.

Redpath Bruce Property Management Limited
FRN 603907 · Appointed 8 Jul 2013
Redpath Bruce Property Management (no longer appointed)
FRN 451333 · Appointed 7 Aug 2008 · Until 1 Jul 2013

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.