Date authorised
1 April 2013
Companies House
OC338804
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    52 Debden Road
    Saffron Walden
    Essex
    CB11 4AB
    UNITED KINGDOM
    Phone
    +4401799510715
  • Complaints Contact

    52 Debden Road
    Saffron Walden
    Essex
    CB11 4AB
    UNITED KINGDOM
    Phone
    +4401799510715

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominick Edward Peasley

    IRN DEP01051

    • CF1 Director (AR) (20 Sep 2017 to 2 Mar 2018)
    • CF30 Customer (20 Sep 2017 to 2 Mar 2018)
  • Duncan Ian Arthur Campbell Byatt

    IRN DIB01013

    • CF30 Customer (9 Dec 2010 to 16 Apr 2015)
  • Duncan Lascelles Browne

    IRN DXB00624

    • CF30 Customer (29 Jan 2025 to 21 May 2025)
    • CF1 Director (AR) (29 Jan 2025 to 21 May 2025)
  • Elaine Ng

    IRN EXN01147

    • CF30 Customer (since 22 Sep 2025)
  • Helene Denise Schutrumpf

    IRN HDS01027

    • CF1 Director (AR) (31 Jan 2017 to 9 Jan 2024)
    • CF30 Customer (31 Jan 2017 to 9 Jan 2024)
  • Jake Locke Anthony Scott

    IRN JXS01593

    • SMF16 Compliance Oversight (since 7 Jan 2020)
    • SMF1 Chief Executive (since 7 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (9 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2010 to 8 Dec 2019)
  • James Benedict Tansey

    IRN JXT00551

    • CF3 Chief Executive (AR) (since 12 May 2023)
    • CF1 Director (AR) (since 12 May 2023)
    • CF30 Customer (since 12 May 2023)
  • James Michael Anderson

    IRN JMA01215

    • CF1 Director (AR) (10 Jan 2023 to 17 Feb 2026)
    • CF3 Chief Executive (AR) (10 Jan 2023 to 17 Feb 2026)
    • CF30 Customer (10 Jan 2023 to 17 Feb 2026)
  • James Steven Palmer

    IRN JSP01038

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jan 2020)
    • SMF16 Compliance Oversight (since 22 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF4 Partner (9 Dec 2010 to 8 Dec 2019)
    • CF30 Customer (9 Dec 2010 to 8 Dec 2019)
    • CF3 Chief Executive (9 Dec 2010 to 8 Dec 2019)
  • Jonathan James de Winton Kitcat

    IRN JJK01017

    • CF30 Customer (23 Oct 2018 to 30 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.