Date authorised
10 November 2020
Companies House
10603119
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Floor 4
    Henry Thomas House
    5-11 Worship Street
    London
    EC2A 2BH
    UNITED KINGDOM
    Phone
    +4408001181652
  • Complaints Contact

    Floor 4
    Henry Thomas House
    5-11 Worship Street
    London
    EC2A 2BH
    UNITED KINGDOM
    Phone
    +4408001181652

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Retail (Investment), Deposit

  • Authorised to Operate

  • Trades With You Directly

    For Eligible Counterparty, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract

    Show 1 limitation
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Skelt

    IRN JXS00368

    • [FCA CF] Significant management (13 Jul 2020 to 8 Apr 2022)
  • James Meigh

    IRN JXM00380

    • [FCA CF] Significant management (17 Feb 2020 to 15 Apr 2025)
  • James Peter Royle

    IRN JXR16179

    • SMF4 Chief Risk (2 Nov 2023 to 31 Jan 2025)
  • Janet Wolfenden

    IRN JXW01388

    • [FCA CF] Material risk taker (since 1 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2025)
    • [FCA CF] Significant management (since 1 May 2025)
  • Jason Sam Oakley

    IRN JSO01022

    • SMF1 Chief Executive (10 Nov 2020 to 15 Mar 2022)
  • Jean Mary Helen Murphy

    IRN JMM01133

    • SMF3 Executive Director (7 Mar 2024 to 27 Nov 2024)
    • SMF1 Chief Executive (4 Nov 2022 to 27 Nov 2024)
  • Kalpa Patel

    IRN KXP00493

    • [PRA CF] Significant risk taker or Material risk taker (since 28 May 2025)
  • Louise Neesha McCarthy

    IRN LXL84338

    • SMF12 Chair of the Remuneration Committee (10 Nov 2020 to 2 Mar 2023)
  • Marina Koupeeva

    IRN MXK01227

    • SMF2 Chief Finance (27 Jul 2023 to 31 Mar 2025)
  • Mark Bampton

    IRN MXB00125

    • SMF18 Other Overall Responsibility (11 Nov 2020 to 4 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.