Date authorised
1 April 2013
Companies House
07860886
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +4408000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sanjay Patel

    IRN SXP26371

    • [FCA CF] Significant management (9 Dec 2019 to 5 Sep 2022)
  • Sara Thompson

    IRN SET01070

    • SMF3 Executive Director (since 22 Sep 2023)
    • SMF9 Chair of the Governing Body (since 22 Sep 2023)
    • [FCA CF] Manager of certification employee (5 Jan 2022 to 30 Jun 2023)
    • [FCA CF] Significant management (1 May 2021 to 30 Jun 2023)
  • Shane Michael Rogers

    IRN SMR01159

    • CF28 Systems and controls (11 Apr 2013 to 2 Jul 2019)
  • Simon Hodges

    IRN SXH79535

    • [FCA CF] Significant management (since 2 Jun 2025)
  • Sneha Patel

    IRN SXP87968

    • [FCA CF] Significant management (1 Jul 2020 to 31 Oct 2021)
  • Stephanie Jane Bruce

    IRN SJB01716

    • [FCA CF] Manager of certification employee (19 Aug 2024 to 31 Jan 2025)
  • Stephanie Price

    IRN SXP84028

    • [FCA CF] Manager of certification employee (1 Oct 2023 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Jun 2020 to 1 Oct 2023)
  • Stephanie Reith Scrimgeour

    IRN SXS05747

    • [FCA CF] Significant management (since 4 Nov 2025)
  • Stephen Hampson

    IRN SXH00451

    • [FCA CF] Manager of certification employee (1 Jul 2024 to 31 Aug 2025)
  • Stephen Oakman

    IRN SXO26370

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jul 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.