Date authorised
1 April 2013
Companies House
07860886
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +4408000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Pautard

    IRN RXP00262

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Oct 2025)
  • Rakesh Thakrar

    IRN RXT01543

    • [FCA CF] Manager of certification employee (31 Dec 2021 to 26 Aug 2024)
  • Rebecca Wainwright

    IRN RXW01642

    • [FCA CF] Manager of certification employee (1 Oct 2022 to 30 Apr 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2021)
    • CF29 Significant management (1 Jan 2017 to 8 Dec 2019)
  • Richard D'Amico

    IRN RAD01153

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2025)
    • CF29 Significant management (30 Mar 2016 to 8 Dec 2019)
  • Richard Ellis

    IRN RXE26366

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Aug 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Mar 2022)
  • Richard Kirkwood Banks

    IRN RKB01045

    • [FCA CF] Significant management (9 Dec 2019 to 3 Apr 2020)
  • Richard Owen Hudson

    IRN ROH01002

    • CF2 Non Executive Director (24 May 2013 to 31 Dec 2017)
  • Richard Tomlinson

    IRN RXT26372

    • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2025)
  • Richard Ward

    IRN RXW26352

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • Robert Edward Hough

    IRN RXH00422

    • [FCA CF] Significant management (20 Sep 2021 to 2 Feb 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.