Date authorised
1 April 2013
Companies House
07860886
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +4408000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Plan Admin

  • Runs Personal Pensions

    For Professional, Retail (Investment), Personal pension scheme

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Pipe

    IRN JDP00035

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jun 2023)
  • Julius Attwood

    IRN JXA00476

    • [FCA CF] Manager of certification employee (since 1 Aug 2024)
  • Kara Dickson

    IRN KXD00379

    • [FCA CF] Significant management (29 Apr 2025 to 9 Jun 2025)
  • Katharine Dishman

    IRN KXD00295

    • [FCA CF] Significant management (2 Oct 2023 to 31 May 2025)
  • Katherine Louise Jones

    IRN KXJ00131

    • SMF3 Executive Director (3 Feb 2023 to 30 Sep 2024)
  • Kerry Benson

    IRN KXB26364

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Oct 2021)
  • Kim Jeffries

    IRN KXJ29053

    • [FCA CF] Manager of certification employee (20 Nov 2023 to 30 Jun 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2022)
  • Kulbinder Dosanjh

    IRN KXD00216

    • [FCA CF] Significant management (10 Jan 2021 to 16 Jan 2026)
  • Kyle Headley

    IRN KXH00396

    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
    • [FCA CF] Significant management (since 6 Jul 2024)
  • Lawrence Hawkins

    IRN LXH56206

    • [FCA CF] Significant management (since 25 Nov 2022)

Recent activity

Updates to this firm's record on the FCA register.

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