Date authorised
1 April 2013
Companies House
00754167
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    Telford
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +4408000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health, Sickness

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Issues Insurance

    For All, Accident, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health, Sickness

  • Equity Release Provider

    For Customer, Home reversion plans

  • Runs Stakeholder Pensions

    For Professional, Retail (Investment)

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rebecca Wainwright

    IRN RXW01642

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 30 Apr 2023)
    • [FCA CF] Significant management (1 Sep 2021 to 30 Apr 2023)
    • SMF24 Chief Operations (12 Apr 2019 to 1 Apr 2021)
    • CF29 Significant management (3 Oct 2012 to 9 Dec 2018)
  • Reema Kotecha

    IRN RXK00246

    • [FCA CF] Significant management (1 Jan 2022 to 30 Nov 2022)
    • [FCA CF] Material risk taker (1 Jan 2022 to 30 Nov 2022)
  • Reena Malharkar

    IRN RXM01113

    • [FCA CF] Significant management (4 Feb 2025 to 10 Dec 2025)
  • Rejean Besner

    IRN RXB02845

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Jan 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (20 Aug 2018 to 9 Dec 2018)
  • Reto ANGLIKER

    IRN RXA02237

    • [FCA CF] Significant management (since 3 Nov 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Significant management (1 Mar 2021 to 2 Feb 2022)
    • [PRA CF] Key function holder (17 Jun 2020 to 28 Feb 2021)
    • SMF6 Head of Key Business Areas (10 Dec 2018 to 17 Jun 2020)
    • CF29 Significant management (4 Apr 2018 to 9 Dec 2018)
  • Rhian Littlewood

    IRN RXL00405

    • [FCA CF] Significant management (1 May 2024 to 17 Mar 2025)
    • [FCA CF] Material risk taker (1 May 2024 to 17 Mar 2025)
  • Richard D'Amico

    IRN RAD01153

    • [FCA CF] Manager of certification employee (1 May 2024 to 30 Sep 2025)
    • SMF24 Chief Operations (21 Mar 2019 to 30 Apr 2024)
    • CF29 Significant management (30 Mar 2016 to 9 Dec 2018)
  • Richard Ellis

    IRN RXE26366

    • [FCA CF] Client dealing (since 28 Jan 2025)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 6 Aug 2025)
    • [PRA CF] Key function holder (10 Dec 2018 to 28 Feb 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 23 Mar 2022)
  • Richard Kirkwood Banks

    IRN RKB01045

    • [PRA CF] Key function holder (10 Dec 2018 to 3 Apr 2020)
  • Richard Owen Hudson

    IRN ROH01002

    • CF2 Non Executive Director (AR) (14 Mar 2017 to 31 Dec 2017)
    • SIMF12 Chair of the Remuneration Committee (7 Mar 2016 to 31 Dec 2017)
    • SIMF9 Chairman (7 Mar 2016 to 31 Dec 2017)
    • CF2 Non Executive Director (17 Jan 2008 to 6 Mar 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.