Date authorised
1 April 2013
Companies House
01363932
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Windsor House
    Telford Centre
    England
    Shropshire
    TF3 4NB
    UNITED KINGDOM
    Phone
    +448000731777
  • Complaints Contact

    10 Brindleyplace
    Birmingham
    B1 2JB
    UNITED KINGDOM
    Phone
    +442045596005

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rakesh Thakrar

    IRN RXT01543

    • SMF3 Executive Director (21 Nov 2022 to 31 Jul 2024)
    • SMF7 Group Entity Senior Manager (23 Dec 2020 to 31 Dec 2023)
  • Rebecca Grayston

    IRN RXG00571

    • [FCA CF] Significant management (since 15 Jan 2025)
    • [FCA CF] Client dealing (since 15 Jan 2025)
  • Rebecca Wainwright

    IRN RXW01642

    • [FCA CF] Manager of certification employee (1 Sep 2021 to 30 Apr 2023)
    • [FCA CF] Significant management (1 Sep 2021 to 30 Apr 2023)
    • SMF24 Chief Operations (24 Mar 2020 to 1 Apr 2021)
  • Reema Kotecha

    IRN RXK00246

    • [FCA CF] Significant management (1 Jan 2022 to 30 Nov 2022)
    • [FCA CF] Material risk taker (1 Jan 2022 to 30 Nov 2022)
  • Reena Malharkar

    IRN RXM01113

    • [FCA CF] Significant management (4 Feb 2025 to 10 Dec 2025)
  • Reto ANGLIKER

    IRN RXA02237

    • [FCA CF] Significant management (since 3 Nov 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Manager of certification employee (1 Feb 2022 to 2 Feb 2022)
    • [FCA CF] Significant management (1 Mar 2021 to 2 Feb 2022)
    • [PRA CF] Key function holder (17 Jun 2020 to 28 Feb 2021)
  • Rhian Littlewood

    IRN RXL00405

    • [FCA CF] Significant management (1 May 2024 to 17 Mar 2025)
    • [FCA CF] Material risk taker (1 May 2024 to 17 Mar 2025)
  • Richard Alan Pym

    IRN RAP01086

    • CF2 Non Executive Director (16 Nov 2009 to 31 Aug 2010)
  • Richard D'Amico

    IRN RAD01153

    • [FCA CF] Manager of certification employee (1 May 2024 to 30 Sep 2025)
    • SMF24 Chief Operations (14 Aug 2022 to 30 Apr 2024)
  • Richard David Freeman

    IRN RDF01017

    • SIMF9 Chairman (30 Sep 2016 to 8 Nov 2017)
    • CF1 Director (21 Apr 2016 to 10 May 2016)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.