Realstar Capital LLP

Date authorised
1 April 2013
Companies House
OC329225
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    71 Moscow Road
    London
    Westminster
    W2 4XW
    UNITED KINGDOM
    Phone
    +4407786619342

  • Complaints Contact

    71 Moscow Road
    London
    Westminster
    W2 4XW
    UNITED KINGDOM
    Phone
    +4407786619342

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Realstar (UK) Capital Ltd

    IRN XXR01037

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Apr 2008 to 8 Dec 2019)
  • Annette Karen Bell

    IRN AKB01070

    • [FCA CF] CASS oversight function (3 Jun 2021 to 30 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2022)
    • CF10 Compliance Oversight (1 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2008 to 8 Dec 2019)
  • Bhavin Patel

    IRN BXP00147

    • SMF16 Compliance Oversight (since 22 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Mar 2022)
  • Ryan David Prince

    IRN RDP01049

    • [FCA CF] Client dealing (since 3 Jun 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF21 Investment Adviser
    • CF27 Investment Management
    • CF4 Partner (1 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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