Date authorised
1 April 2013
Companies House
04358029
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Willis Croft
    Downs Row
    Rotherham
    South Yorkshire
    S60 2HD
    UNITED KINGDOM
    Phone
    +4401709278178
  • Complaints Contact

    1 Willis Croft
    Downs Row
    Rotherham
    South Yorkshire
    S60 2HD
    UNITED KINGDOM
    Phone
    +4401709788655

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antony Saunders

    IRN AXS04868

    • [PRA CF] Key function holder (since 1 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (3 Jul 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Jul 2018 to 30 Sep 2018)
  • Caroline Huntington

    IRN CXH00512

    • Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 30 Oct 2024)
  • Michael John Huntington

    IRN MJH01440

    • [PRA CF] Key function holder (1 Mar 2020 to 30 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 30 Oct 2024)
    • Responsible for Insurance Mediation (17 Nov 2017 to 2 Jul 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Stephen Philip Reading

    IRN SPR01061

    • Responsible for Insurance Mediation (14 Jan 2005 to 16 Nov 2017)
    • CF1 Director (14 Jan 2005 to 16 Nov 2017)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Thomas Richard Castle

    IRN TXC00466

    • SMF3 Executive Director (since 13 Jan 2025)
    • CF1 Director (AR) (29 Sep 2025 to 23 Oct 2025)
  • Thomas Shipston

    IRN TXS01784

    • Responsible for Insurance Distribution (since 29 Jan 2025)
    • SMF3 Executive Director (since 29 Jan 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.