Date authorised
1 April 2013
Companies House
06052817
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Thomas Buildings
    Lon Dywod
    Pwllheli
    Gwynedd
    LL53 5HH
    UNITED KINGDOM
    Phone
    +4401758612469
  • Complaints Contact

    4 Thomas Buildings
    New Street
    Pwllheli
    Gwynedd
    LL53 5HH
    UNITED KINGDOM
    Phone
    +4401758612469

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gareth Dewson Williams

    IRN GDW01048

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (15 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (15 May 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (15 May 2007 to 30 Sep 2018)
  • Richard Dewson Williams

    IRN RDW01074

    • CF1 Director (15 May 2007 to 13 Nov 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.